RAMBUS back in the legal limelight

ThraxThrax 🐌Austin, TX Icrontian
edited September 2007 in Science & Tech
The JEDEC Solid State Technology Association, composed of more than 300 high-profile companies, is perhaps best known for being the steering group behind DRAM technologies. On an invitation basis, influential semiconductor companies are invited to participate in the development or ratification of de facto standards. At the conclusion of these motions, such as in the case of SDRAM or DDR SDRAM, the technology is pushed as agreed upon by every member of JEDEC to such an extent that it becomes the technology to use in its given application.

Enter RAMBUS, to whom an invitation was extended in 1992. RAMBUS' entry could not have come at a more fortuitous time for the firm, as it helped Hynix, Qimonda (Infineon), Micron and Samsung bring SDRAM into the world. It was also during their four year tenure that RAMBUS played a large role in the development of DDR1. However, in 1995/1996 it became increasingly evident that RAMBUS was not prepared to comply with a "Reasonable and non-discriminatory" licensing policy that any firm who contributes technology to the standard must agree to. Therefore after four years of membership, RAMBUS stepped down from the organization to blaze its own (Legal) trail.

The development, ratification and standardization process at JEDEC is a long and involved process that requires the contribution of existing patents, and the development of new technologies to complete the picture. In addition, the meetings are not conducted in secret, as minutes and whitepapers are published on JEDEC's website. As a result of these insecurities, several key events played a part in RAMBUS' vast legal entanglement:

2000
RAMBUS begins filing lawsuits against the largest memory manufacturers at the time, with the claim that RAMBUS is the legal owner of SDRAM and DDR-SDRAM technologies. Seven memory firms, including Samsung, quickly settle with RAMBUS and agreed to pay royalties. RAMBUS next moves to Infineon, which is joined by Micron and Hynix in the fight. Countersuing with claims of fraud, RAMBUS v. Infineon goes to court under trial by jury. Amidst the proceedings, it is revealed that RAMBUS had been patenting the new technologies brainstormed in 1992-1996 JEDEC meetings used to "Complete the picture" of the emerging SDRAM and DDR-SDRAM standards. Found guilty of fraud by the jury, with the notion that the patents were filed in extremely bad faith, the claims against Infineon are dismissed.

2002
The United States FTC files charges against RAMBUS, alleging anti-trust violations. The FTC filing essentially declared that RAMBUs had employed underhanded "Patent Ambush." A patent ambush is a ploy by which a company deceives a standards body by neglecting to reveal it owns the patents to several key elements being employed in the developing standard. In the case of RAMBUS, these key elements were actually patented by RAMBUS while they were being brainstormed by the JEDEC body.

2003
FTC v. RAMBUS goes to trial, and is eventually dismissed in 2004 by the Chief Judge of Administrative Law for the FTC, Stephen J. McGuire. In McGuire's ruling, it is put forth that memory manufacturers had no viable alternatives to RAMBUS technologies. Similarly, McGuire asserts that the firms involved in the JEDEC fiasco were aware of RAMBUS' patent portfolio when talks over SDRAM and DDR-SDRAM were under way.

Also in this year, the 2001 ruling of fraud for the 2000 RAMBUS v Infineon trial is overturned by the Federal Court of Appeals. The US Supreme Court refuses to hear the new trial, and thusly the case is remanded back to Virginia.

2004
Infineon pleads guilty to price-fixing in an attempt to force RAMBUS out of the market. Hynix, Samsung, Elpida and Infineon are fined a collective sum of USD$730m for collusion.

2005
Unsatisfied with the results of their previous legal endeavors, RAMBUS files suit against Hynix, Nanya, Inotera, Micron and Infineon claiming that DDR 2, GDDR 2 and GDDR 3 chips employ elements of RAMBUS' patent portfolio. In March of this year, RAMBUS had its new and year 2000 claims against Infineon dismissed. At the settlement table, Infineon agrees to pay USD$5.9m quarterly licensing fees. In addition, legal wrangling between Infineon and RAMBUS ceases. The cases with Micron and Hynix remain in court.

2006
On the heels of McGuire's 2002 ruling which validated RAMBUS' legal maneuvering, the FTC files an appeal. On 2 August, 2006, the appeal is accepted and McGuire's ruling is overturned. The new FTC ruling states that section 2 of the Sherman Antitrust Act was violated in RAMBUS' attempt to illegaly monopolize the memory industry, and that RAMBUS deliberately attempted to deceive JEDEC which violates the FTC Act.

5 February, 2007
The US FTC limits the maximum royalties that RAMBUS may collect on its portfolio. As of 2010, RAMBUS can no longer collect on DDR-SDRAM or SDRAM. The ruling also limits the amount that can be obtained for memory controllers or components involved in the operation of DDR/SDRAM chips. RAMBUS has appealed this ruling and awaits a court date.

Which brings us to August of this year which has seen two significant developments in the long and sordid history:

Firstly, the FTC has ruled that RAMBUS has in fact deceived a standards-setting committee in a fraudulent fashion. The new FTC order stops RAMBUS from collecting royalties on US and foreign patents on goods being imported to or from the US. This maneuver has spurred EU regulators.

As of today (23 August, 2007), the European Union has mirrored the FTC's motion which grants relief to EU member states. The EU's Statement of Objections charges the memory firm with patent ambush, deception and fraud; the SO gives RAMBUS nine weeks to respond before significant fines are levied on the firm.

Comments

  • primesuspectprimesuspect Beepin n' Boopin Detroit, MI Icrontian
    edited August 2007
    Excellent research. I understand more about this case than I ever did now. Thanks!
  • LeonardoLeonardo Wake up and smell the glaciers Eagle River, Alaska Icrontian
    edited August 2007
    Hurray! Finally, a report on this RAMBUS mess that makes sense to the laymen. I've been watching the RAMBUS maneuvers for years, but all the reports I've read: employed a legal perspective full of legal terminology, got mired in technology discussion and failed to reveal digestible news, or were so brief that it only made sense to someone that already understood it all.

    Why can't news reporting always be so clear?

    Oh yes, it's very interesting as well.

    Thanks, I enjoyed the article.
  • QeldromaQeldroma Arid ZoneAh Member
    edited August 2007
    I sense an unfortunate trend of companies (ex. SCO) that are no longer run by engineers but by lawyers and the main products that come out of the doors are lawsuits.
  • LeonardoLeonardo Wake up and smell the glaciers Eagle River, Alaska Icrontian
    edited August 2007
    SCO has been thoroughly squashed and will probably be bankrupt (morally already there, financial to follow) within a year to 18 months. RAMBUS has NO prestige in the industry and probably will probably have little traction from here on it. I'll be optimistic and say that RAMBUS probably has a future with legitimate innovative designs that are good enough to market. No, I think the worst has already passed.
  • primesuspectprimesuspect Beepin n' Boopin Detroit, MI Icrontian
    edited August 2007
    Qeldroma wrote:
    I sense an unfortunate trend of companies (ex. SCO) that are no longer run by engineers but by lawyers and the main products that come out of the doors are lawsuits.

    I'd say that these are companies run by investors who hire lawyers. They have no product or service to speak of, but damned if they're not going to get their money's worth out of their company...
  • edited August 2007
    What an unresearched hack job. Did you do more than scan Google articles?

    Rambus taught the industry how to make synchronous DRAM work under non disclosure agreements, and was invited to join JEDEC. On at least two occasions Rambus asked to present their technology for standardization, but were refused.

    Instead, Rambus could see that JEDEC was ripping off their IP for use in sdram, and attended their last JEDEC meeting in 1995, and sent a withdrawal letter in June 1996. JEDEC didn't start working on DDR until December 1996 (from JEDEC's own witnesses in the FTC trial).

    JEDEC only required presenters to disclose patents, and possibly applications. Rambus did disclose their first patent anyway, which had the same specifications as the public european patent in 1993. Member companies such as Mitsubishi and Hynix revied those patents, and determined that Rambus could, and probably would file additional patent claims that would cover SDRAM. Rambus told the SLDRAM committee and member companies knew about Ramubus' DDR patent claims, but chose to incorporate it into the standard without asking Rambus.

    You talk about legal wranglings, but fail to point out that Rambus had a technology that the JEDEC companies said wouldn't work (high speed synchronous DRAM) yet now they claim that the inventions were obvious.

    The fact of the matter is Rambus designed revolutionary products, and like a company that spends millions to develop a new drug, wants to be paid for it. You ignore that the real story is that a small company is being ripped off by large companies that want to use the technology for free.

    The Court of Appeals - Federal Circuit said that Rambus did nothing wrong, and disclosed MORE than they needed to. They also said that the JEDEC disclosure policy had had a staggering lack of defining details, noting that JEDEC could have had a written a better policy, they simply did not.

    The FTC's Chief Administrative law judge, Judge McGuire found entirely in Rambus' favor, noting that many of the FTC and JEDEC witnesses were at best lying, because written documents contradicted what they said the JEDEC disclosure policy and actions were.

    The full FTC commission overturned Judge McGuire, stating essentially that you had to believe the witnesses, even if there was written proof that they were lying.

    There is a story here, but you are completely missing it. Rambus figured out how to make synchronous memory transfer work, how to make double date rate transfer work, and the memory manufacturers want the technology for free. In fact, there seems to be plenty of evidence that they illegally colluded to control memory prices to drive Rambus out of business.

    To those that say Rambus never invented anything, why does JEDEC continue to incorporate MORE of Rambus' patented technologies, like on-die termination, flex-phase, fly-by-wire, fully buffered dimms, etc. The simple answer is Rambus has always been ahead of the curve, but the DRAM companies don;t want Rambus (and Intel) telling them what to make.
  • LeonardoLeonardo Wake up and smell the glaciers Eagle River, Alaska Icrontian
    edited August 2007
    Oh, I'll agree that RAMBUS did develop some viable technologies that have been incorporated into industry-standard hardware. But the consensus of reporting, not just the "hack" piece cited for this thread relates that RAMBUS was patenting the very technologies that they were pushing in the JEDEC conferences. Obviously, we were not there at those conferences. It just seems to me that if RAMBUS had a righteous case, the controversy would have been legally, finally settled by now in RAMBUS' favor.

    With a court battle going for so long, with so much at stake, so much hard research, and so many thoroughly documented JEDEC meetings, surely the preponderance of factual truth has come out or will come out.
  • ThraxThrax 🐌 Austin, TX Icrontian
    edited August 2007
    Given your history on InvestorVillage, it's no surprise you're willing to overlook the fact that I only presented facts, and that you'd put words in my mouth.

    If RAMBUS was in the clear, surely it would've come out by now, no? I just want the best product in my PC produced from legitimate patents. Thus far, RAMBUS has failed to prove their legitimacy. However, that has not influenced my piece. I presented the rulings, and nothing more. :rolleyes:
  • LincLinc Owner Detroit Icrontian
    edited September 2007
    Nancy Smith wrote the following letter to the Editor on Aug 31, posted with her permission:
    I just read Rob Hallock's article about Rambus from Aug 23.

    I was very disappointed to see that Mr. Hallock has apparently only read press releases arranged by Micron, Hynix, Infineon and Samsung and regurgitated what they want the public to think. Several of the points are correct but many are distorted or partially correct.

    The Dept. of Justice has leveled some of the highest fines in its history against Hynix, Infineon and Samsung for price fixing with Rambus specifically named as a victim. Micron was granted amnesty for turning over evidence against the other three companies. The three companies pleaded guilty and several emplyees and executives from each company have gone to jail.

    Judge McGuire, Chief Law Judge of the FTC, ran one of the biggest, longest trials with the most documentation and most live witnesses for/against Rambus. He completely exonerated Rambus on every point. Please read his 330+ page initial decision which can be found at the FTC website. It clearly sets forth - in the judge's opinion - exactly what happened. Well worth a read. Very revealing. Then the FTC Commissioners, with no legitimate legal reason, decided to overthrow McGuire's decision. Politics? One wonders. The Comission's decision is being appealed.

    The CAFC completely cleared Rambus of any wrong doing in regard to JEDEC specifically when they overthrew Judge Payne's ruling against Rambus. The CAFC ruling was supported by the Supreme Court.

    See the first two legs of the Rambus v. Hynix Trial under Judge Whyte. Again Rambus was exonerated.

    This is a David and Goliath story of a little inventive company (Rambus) being ripped off by the major behemoth companies in the field. The companies formed illegal, secret cartels to achieve their goals. Price-fixing was only one aspect of
    their conspiracy.

    If and when Rambus Antitrust case against Micron, Hynix and Samsung under Judge Kramer in San Francisco gets under way, I believe that the public will hear an expanded version of what Judge McGuire of the FTC and the Department of Justice already know.

    In my opinion, Micron, Hynix and Samsung (along with Infineon) deliberately and with malice aforethought sought to steal part's of Rambus' legitimate patented intellectual property and put Rambus out of business. They never thought Rambus would be able to fight back or survive.

    Unfortunately, the big losers here are the American people (and the world). First, via loss of Rambus' superior technology. Second, via the loss of taxes for the USA on the monies that are owed Rambus. We're talking billions here. Third, a loss to the investors who believe in Rambus' creative ability and their rightful patents.

    This is a battle for every small inventor who wasn't able to fight off the huge companies from stealing their inventions. Hence the emotional reaction from many investors. We (yes, I am a Rambus stock holder) see this legal battle in terms of right and wrong - good and evil.

    Along with Chief FTC Law Judge McGuire's Initial Decision, I'd also recommend reading the CAFC decision re Infineon v. Rambus. Many links to decisions and information can also be found on www.rambus.org.

    Nan
  • LeonardoLeonardo Wake up and smell the glaciers Eagle River, Alaska Icrontian
    edited September 2007
    Who is this Nancy person? Link to her post? Letter to the Editor? What editor?

    She and justmyopinion~ are part of a PR campaign/damage control. I bet both of them, probably part of team, are cruising the Internet looking for places to drop the opinions. Bah, talking heads with sole purpose of propping up their business (or the business they've contracted to).
  • LincLinc Owner Detroit Icrontian
    edited September 2007
    Leonardo wrote:
    Who is this Nancy person? Link to her post? Letter to the Editor? What editor?
    Er, me. :wtf: She e-mailed it to editor ~at~ icrontic ~dot~ com.
  • ThraxThrax 🐌 Austin, TX Icrontian
    edited September 2007
    Again, another letter that completely overlooked that I clearly included price-fixing and Judge McGuire's ruling. Both letters to date also disregard the fact that I never consulted a single press release.

    And the icing on the cake is that I'm suppose to go read RAMBUS.com analysis of events, despite being accused of consulting competing press releases. This is a rich, rich irony.
  • LeonardoLeonardo Wake up and smell the glaciers Eagle River, Alaska Icrontian
    edited September 2007
    (letter to the Editor, Icrontic)

    Fine, but who is she?

    She is either a PR hack or someone trying to prop up RAMBUS stock. If the former, OK, but disclosure would be the decent thing to do.
  • ThraxThrax 🐌 Austin, TX Icrontian
    edited September 2007
    A reader. As stated.

    (READ: Another RAMBUS fangirl from InvestorVillage)
  • LincLinc Owner Detroit Icrontian
    edited September 2007
    Leonardo wrote:
    Fine, who is she?
    She identified herself as a Rambus stockholder in the message above. Aside from that, all I have is an e-mail address, which I withheld just as forum-registered e-mails are.

    //Edit: It should be noted that someone copied/pasted the entire news article (quite rudely and illegally) onto InvestorVillage with a link to our main page. That's how several have found it.
  • ThraxThrax 🐌 Austin, TX Icrontian
    edited September 2007
    Ah, yes, because people with a vested interest in the outcome of RAMBUS (Whereas I don't benefit from any party's gain) is going to be a neutral party in any analysis. :rolleyes:
  • LincLinc Owner Detroit Icrontian
    edited September 2007
    Thrax wrote:
    Ah, yes, because people with a vested interest in the outcome of RAMBUS (Whereas I don't benefit from any party's gain) is going to be a neutral party in any analysis. :rolleyes:
    I think you're misinterpreting my posting of the letter as endorsing it...
  • ThraxThrax 🐌 Austin, TX Icrontian
    edited September 2007
    No, I'm not in the slightest, I'm berating poor letters to the editor.
  • LeonardoLeonardo Wake up and smell the glaciers Eagle River, Alaska Icrontian
    edited September 2007
    That's fine, Keebs! Not a problem, just wanted to know who these people really are.

    It's an influence campaign. The stockholders: if they couldn't read the writing on the wall for last six years, too bad! If they were speculating on the stock, that's the way it goes. Something about eggs and a basket.
  • QeldromaQeldroma Arid ZoneAh Member
    edited September 2007
    I've got to admit that what this discussion does is force me to dig a little deeper into this.

    Bottom line is that "the FTC has ruled that RAMBUS has in fact deceived a standards-setting committee in a fraudulent fashion". I'm now more interested in the evidence that the FTC found that made them make that ruling.

    Rob, you've done nothing wrong in providing the top level actions. The parties involved are going to be sensitive to the public reaction.

    My comment in my previous post here was based on the fact that I haven't heard on the streets of RAMBUS doing anything much in the industry in quite a while- nothing major since RDRRAM and nothing much since they worked on some possibilities with AMD (over a year ago and I'm not sure where that went). But this is like anything else- it's not in the mainstream and I'll have to dig deeper to get the facts and get caught up. However, I'm now hearing of this.

    And that's the trap here. We don't have the details presented. We don't know the reasons why the FTC ruled like they did- just that they did. We also know it is being challenged and we don't know what evidence is being brought to bear there either.

    Until we do- it's going to be subjected to opinion based on what we do know- mostly in the mainstream.
  • LincLinc Owner Detroit Icrontian
    edited September 2007
    Reply via e-mail from Nancy Smith:
    I do know of Justmyopinion. He/she is a very knowledgeable person about Rambus. I have read his/her posts before on investorvillage.com. Otherwise, I have no personal connection except that I respect their opinion.

    To Qeldroma's question regarding what Rambus has done since Rdram, the answer is many things, not the least of which is the new Sony, IBM Cell and XDR announced this spring. All of which have been covered in the press. For a further listing of new products, visit the company's website, www.rambus.com .

    To those who don't want to read at Rambus.org (which is not run by the Rambus company, but those with an interest in the stock) for fear of bias, I again suggest:

    1. The Court of Appeals ruling (CAFC) regarding Infineon v Rambus which went all the way up to the Supreme Court and which covers Rambus at JEDEC;

    2. The 330+ page decision by the FTC's own Chief Administrative Law Judge McGuire which covers Rambus at JEDEC and more and the, in my opinion, strange overturning of their own Chief Administrative Law Judge by the FTC Commission which completely ignores the ALJ's evidence and offers no new evidence. Currently being appealed;

    3. The rulings on the first 2 sections of the Hynix v Rambus case by Judge Whyte in San Jose involving patent infringement by Hynix. The third section is pending.

    One can't call these people biased and hard legal evidence is available to read.

    For those who don't care to do their own due dilligence about Rambus by reading what's available, I'm not sure why they're busy saying negative things about the company. If they don't like the company, don't buy the product. If I didn't like Colgate Gel toothpaste for example, I certainly wouldn't be spending my time on the Colgate message forums trashing their company behind a pseudonym. I just don't buy the product or the stock.

    As a stock holder, I follow information where ever it is, read extensively and form my own opinion about it and the source. I do this on every stock I've owned. How else would one make decisions of when to buy or sell? I believed in the Toyota Hybrid and Symantec early because of my reading and that worked out well for me. I hope Rambus will too. I hope this explains my position clearly for those who wish to know.
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